CII R01 Exam: Financial Services, Regulation & Ethics
The CII's R01 exam focuses on financial services; its regulation and ethics. It forms a part of the Diploma in Regulated Financial Planning.
The exam syllabus covers the financial services industry in the UK, how the retail customer is served, the framework, powers and responsibilities of the FSA, legal concepts and the FSA's Code of Ethics.
We provide a number of learning resources and materials for the R01 exam listed below. Simply click on any item you are interested in to find out further information.

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Free R01 mock questions plus 3 full sets of 100 questions to purchase. Our answers include cross references to the CII study text. These are written by Brand Financial Training. Our mock papers are not duplicates of the CII's specimen papers, and can be used for additional exam practise. |
"Many thanks for the R01 papers. They were a great help to me. The exam wasn't easy but thankfully I passed it first time, with the help of Brand Financial Training." John Graham, Senior Consultant, London Asset Management Ltd, London |
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Covering the R01 learning ouctomes, this 7-module webinar series give you 24/7 online access and includes handouts, MP3 audios, study plan, cross-references with CII study text and our resources, plus more. |
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Consider our study notes your condensed and more focussed take on the CII's exam syllabus and learning outcomes. Our study notes put the exam syllabus into a sensible order, and eliminates any 'padding'. |
"Your resources have been invaluable to my studying. I recently took R01 and relied totally on your study notes and mock papers rather than the CII text and passed first time with 77%." Dr Paul Jackson, Partner, Professional Practice Services, Worcester |
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Our 'Pass Exams Easily' kit written by Genius Material shows you - step by step - exactly how to revise so that you retain 80% and more, by spending less time studying. It includes ebook, video and audio MP3. Suitable for all exams. |
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